-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BkcfHNalGdDny2KV+g9/vbz3F2iSkYbIqmxbcLiWJyKTpKL+6VMjecrOmNzXTQa9 ls7GUxpqPQiHlBrGtpYzZg== 0001005150-98-000421.txt : 19980428 0001005150-98-000421.hdr.sgml : 19980428 ACCESSION NUMBER: 0001005150-98-000421 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980427 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HORIZON MEDICAL PRODUCTS INC CENTRAL INDEX KEY: 0001052958 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-MEDICAL, DENTAL & HOSPITAL EQUIPMENT & SUPPLIES [5047] IRS NUMBER: 581882343 STATE OF INCORPORATION: GA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53927 FILM NUMBER: 98602028 BUSINESS ADDRESS: STREET 1: ONE HORIZON WAY STREET 2: PO BOX 627 CITY: MANCHESTER STATE: GA ZIP: 31816 BUSINESS PHONE: 7068463126 MAIL ADDRESS: STREET 1: ONE HORIZON WAY STREET 2: POST OFFICE BOX 627 CITY: MANCHESTER STATE: GA ZIP: 31816 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TAPIR INVESTMENT LTD CENTRAL INDEX KEY: 0001060388 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: SANDRINGHAM HOUSE STREET 2: 83 SHIRLEY STREET P O BOX N-3247 CITY: NASSAU BAHAMAS STATE: C5 ZIP: 00000 BUSINESS PHONE: 2024576510 SC 13D 1 SCHEDULE 13D ---------------------------- OMB APPROVAL ---------------------------- OMB Number: 3235-0145 Expires: August 31, 1999 Estimated average burden hours per response.....14.90 ---------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No._____) Horizon Medical Products, Inc. ________________________________________________________________________________ (Name of Issuer) Common Stock ($.001 par value) ________________________________________________________________________________ (Title of Class of Securities) 439909 10 5 ________________________________________________________________________________ (CUSIP Number) Mr. Graeme P. Denison, Caledonia Investments plc. Cayzer House, 1 Thomas More St, London England E1 9AR (44- 171-481-4343) ________________________________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 16, 1998 ________________________________________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13d, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. [ ] Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent. The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. CUSIP No. 439909 10 5 Page 2 of 14 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Tapir Investments (Bahamas) Ltd. ..................................................................... ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ................................................................. (b) ................................................................. ________________________________________________________________________________ 3. SEC Use Only.......................................................... ________________________________________________________________________________ WC 4. Source of Funds (See Instructions).................................... ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).......................................................... ________________________________________________________________________________ The Bahamas 6. Citizenship or Place of Organization.................................. ________________________________________________________________________________ ________________________________________________________________________________ -0- 7. Sole Voting Power........................................... Number of ____________________________________________________________________ Shares Bene- 1,109,416 ficially by 8. Shared Voting Power......................................... Owned by ____________________________________________________________________ Each -0- Reporting 9. Sole Dispositive Power...................................... Person With ____________________________________________________________________ 1,109,416 10. Shared Dispositive Power.................................... ________________________________________________________________________________ 1,109,416 11. Aggregate Amount Beneficially Owned by Each Reporting Person.......... ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row(11) Excludes Certain Shares (See Instructions)......................................................... ________________________________________________________________________________ 8.7% 13. Percent of Class Represented by Amount in Row(11)..................... ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) CO ...................................................................... ...................................................................... ...................................................................... ...................................................................... ...................................................................... Instructions for Cover Page (1) Names and I.R.S. Identification Numbers of Reporting Persons --Furnish the full legal name of each person for whom the report is filed - i.e., each person required to sign the schedule itself - including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below). (2) If any of the shares beneficially owned by a reporting person are held as a member of a group and the membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(l) in which case it may not be necessary to check row 2(b)]. (3) The 3rd row is for SEC internal use; please leave blank. CUSIP No. 439909 10 5 Page 3 of 14 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Caledonia Investments plc ..................................................................... ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ................................................................. (b) ................................................................. ________________________________________________________________________________ 3. SEC Use Only.......................................................... ________________________________________________________________________________ Not applicable 4. Source of Funds (See Instructions).................................... ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).......................................................... ________________________________________________________________________________ England 6. Citizenship or Place of Organization.................................. ________________________________________________________________________________ ________________________________________________________________________________ -0- 7. Sole Voting Power........................................... Number of ____________________________________________________________________ Shares Bene- 1,109,416 ficially by 8. Shared Voting Power......................................... Owned by ____________________________________________________________________ Each -0- Reporting 9. Sole Dispositive Power...................................... Person With ____________________________________________________________________ 1,109,416 10. Shared Dispositive Power.................................... ________________________________________________________________________________ 1,109,416 11. Aggregate Amount Beneficially Owned by Each Reporting Person.......... ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row(11) Excludes Certain Shares (See Instructions)......................................................... ________________________________________________________________________________ 8.7% 13. Percent of Class Represented by Amount in Row(11)..................... ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) CO ...................................................................... ...................................................................... ...................................................................... ...................................................................... ...................................................................... Instructions for Cover Page (1) Names and I.R.S. Identification Numbers of Reporting Persons --Furnish the full legal name of each person for whom the report is filed - i.e., each person required to sign the schedule itself - including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below). (2) If any of the shares beneficially owned by a reporting person are held as a member of a group and the membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(l) in which case it may not be necessary to check row 2(b)]. (3) The 3rd row is for SEC internal use; please leave blank. CUSIP No. 439909 10 5 Page 4 of 14 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). The Cayzer Trust Company Limited ..................................................................... ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ................................................................. (b) ................................................................. ________________________________________________________________________________ 3. SEC Use Only.......................................................... ________________________________________________________________________________ Not Applicable 4. Source of Funds (See Instructions).................................... ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).......................................................... ________________________________________________________________________________ England 6. Citizenship or Place of Organization.................................. ________________________________________________________________________________ ________________________________________________________________________________ -0- 7. Sole Voting Power........................................... Number of ____________________________________________________________________ Shares Bene- 1,109,416 ficially by 8. Shared Voting Power......................................... Owned by ____________________________________________________________________ Each -0- Reporting 9. Sole Dispositive Power...................................... Person With ____________________________________________________________________ 1,109,416 10. Shared Dispositive Power.................................... ________________________________________________________________________________ 1,109,416 11. Aggregate Amount Beneficially Owned by Each Reporting Person.......... ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row(11) Excludes Certain Shares (See Instructions)......................................................... ________________________________________________________________________________ 8.7% 13. Percent of Class Represented by Amount in Row(11)..................... ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) CO ...................................................................... ...................................................................... ...................................................................... ...................................................................... ...................................................................... Instructions for Cover Page (1) Names and I.R.S. Identification Numbers of Reporting Persons --Furnish the full legal name of each person for whom the report is filed - i.e., each person required to sign the schedule itself - including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below). (2) If any of the shares beneficially owned by a reporting person are held as a member of a group and the membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(l) in which case it may not be necessary to check row 2(b)]. (3) The 3rd row is for SEC internal use; please leave blank. CUSIP No. 439909 10 5 Page 5 of 14 ________________________________________________________________________________ 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Sterling Industries PLC ..................................................................... ________________________________________________________________________________ 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) ................................................................. (b) ................................................................. ________________________________________________________________________________ 3. SEC Use Only.......................................................... ________________________________________________________________________________ Not applicable 4. Source of Funds (See Instructions).................................... ________________________________________________________________________________ 5. Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e).......................................................... ________________________________________________________________________________ England 6. Citizenship or Place of Organization.................................. ________________________________________________________________________________ ________________________________________________________________________________ -0- 7. Sole Voting Power........................................... Number of ____________________________________________________________________ Shares Bene- 1,109,416 ficially by 8. Shared Voting Power......................................... Owned by ____________________________________________________________________ Each -0- Reporting 9. Sole Dispositive Power...................................... Person With ____________________________________________________________________ 1,109,416 10. Shared Dispositive Power.................................... ________________________________________________________________________________ 1,109,416 11. Aggregate Amount Beneficially Owned by Each Reporting Person.......... ________________________________________________________________________________ 12. Check if the Aggregate Amount in Row(11) Excludes Certain Shares (See Instructions)......................................................... ________________________________________________________________________________ 8.7% 13. Percent of Class Represented by Amount in Row(11)..................... ________________________________________________________________________________ 14. Type of Reporting Person (See Instructions) CO ...................................................................... ...................................................................... ...................................................................... ...................................................................... ...................................................................... Instructions for Cover Page (1) Names and I.R.S. Identification Numbers of Reporting Persons --Furnish the full legal name of each person for whom the report is filed - i.e., each person required to sign the schedule itself - including each member of a group. Do not include the name of a person required to be identified in the report but who is not a reporting person. Reporting persons that are entities are also requested to furnish their I.R.S. identification numbers, although disclosure of such numbers is voluntary, not mandatory (see "SPECIAL INSTRUCTIONS FOR COMPLYING WITH SCHEDULE 13D" below). (2) If any of the shares beneficially owned by a reporting person are held as a member of a group and the membership is expressly affirmed, please check row 2(a). If the reporting person disclaims membership in a group or describes a relationship with other persons but does not affirm the existence of a group, please check row 2(b) [unless it is a joint filing pursuant to Rule 13d-1(k)(l) in which case it may not be necessary to check row 2(b)]. (3) The 3rd row is for SEC internal use; please leave blank. CUSIP No. 439909 10 5 Page 6 of 14 SCHEDULE 13D UNDER THE SECURITIES AND EXCHANGE COMMISSION ACT OF 1934 ITEM 1. SECURITY AND ISSUER This Statement relates to the Common Stock ($.001 par value) ("Common Stock") of Horizon Medical Products, Inc. (the "Issuer"). The principal executive offices of the Issuer are located at One Horizon Way, P.O. Drawer 627, Manchester, Georgia 31816. ITEM 2. IDENTITY AND BACKGROUND The persons filing this Statement (the "Reporting Persons"), the persons enumerated in Instruction C of Schedule 13D (the "Additional Persons") and where applicable, their respective places of organization, directors, executive officers and controlling persons, and the information in respect of such persons, are as follows: (A) This Statement is filed by (i) Tapir Investments (Bahamas) Ltd. ("Tapir") as the direct beneficial owner of the Common Stock previously referenced on pages 2 through 5; (ii) Caledonia Investments plc ("Caledonia") as an indirect beneficial owner of this Common Stock given that Caledonia is the holder of all of the outstanding capital stock of Tapir; and (iii) The Cayzer Trust Company Limited ("Cayzer Trust") and Sterling Industries PLC ("Sterling") as indirect beneficial owners of this Common Stock given that their respective direct holdings of the securities of Caledonia represent indirect holdings of the stock of Tapir (collectively all these entities are the "Reporting Persons"). Tapir is the direct beneficial holder of approximately 8.7% of the outstanding Common Stock of the Issuer. Caledonia is the holder of all of the outstanding capital stock of Tapir. Cayzer Trust holds 27.2% of the outstanding common stock of Caledonia and 45.4% of the outstanding common stock of Sterling. Sterling holds 9.7% of the outstanding common stock of Caledonia. Together, Cayzer Trust and Sterling may be deemed to control Caledonia and, hence, Tapir. Cayzer Trust and Sterling disclaim beneficial ownership of Caledonia or Tapir. (B) The principal business address of Tapir is Sandringham House, 83 Shirley Street, P.O. Box N-3247, Nassau, New Providence, The Bahamas. The principal business address for both Caledonia and Cayzer Trust is Cayzer House, 1 Thomas More Street, London, England E1 9AR. The principal business address of Sterling is Sterling House, Crewkerne, Somerset, England TA18 8LL. The addresses of the officers and directors of the Reporting Persons are set forth on Schedule A hereto and are incorporated herein by reference. Tapir is an investment holding company. Caledonia is a diversified trading and investment company. CUSIP No. 439909 10 5 Page 7 of 14 Cayzer Trust is an investment holding company. Sterling is an engineering company. (C) Certain additional information about the officers and directors of the Reporting Persons is set forth on Schedule A hereto and is incorporated herein by reference. (D) During the last five years, neither any Reporting Person nor any Additional Persons, according to any of the Reporting Person's knowledge, have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (E) During the last five years, neither any Reporting Person, nor any of the Additional Persons, according to any of the Reporting Person's knowledge, have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. (F) Tapir is a corporation organized under the laws of The Bahamas. Caledonia, Cayzer Trust and Sterling are corporations organized under the laws of England. Each of the Additional Persons is a citizen of The United Kingdom, except for S. Deal, P.C. Dunkley, P.T. Higgs and H.T. Lunn who are citizens of The Bahamas. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. On April 16 and 17, 1998, Tapir utilized existing cash resources to acquire a total of 100,000 shares of Common Stock in the market. On April 14, 1998, Tapir utilized existing cash resources to purchase 300,000 shares of Common Stock in the initial public offering. Prior to and concurrent with the initial public offering, as previously disclosed by the April 15, 1998 filing of the Issuer pursuant to Rule 424(b)(4) under Registration Number 333-464349, Tapir utilized existing cash resources to acquire 734,416 shares of Common Stock from certain shareholders of the Issuer in privately negotiated transactions. On April 16, 1998, Tapir sold 25,000 of the shares of Common Stock that it had purchased in the initial public offering to an individual in a private transaction. ITEM 4. PURPOSE OF TRANSACTION The purpose of the acquisition of the Common Stock by Tapir is to acquire and maintain an equity interest in the Issuer for investment purposes. Any Reporting Person, may, from time to time, increase, reduce or dispose of its investment in the Issuer, depending on general economic conditions, economic conditions in the markets in which the Issuer operates, the market price of the Common Stock of the Issuer, the availability of funds, borrowing costs, other CUSIP No. 439909 10 5 Page 8 of 14 opportunities available to the Reporting Person, the strategic value of the investment to the Reporting Person and other considerations. ITEM 5. INTEREST IN SECURITIES OF ISSUER (A) Tapir is the direct beneficial owner of 1,109,416 shares of Common Stock of the Issuer. This holding represents approximately 8.7% of the total of 12,800,000 shares of Common Stock currently outstanding according to Form S-1 Registration Statement of the Issuer and the amendments thereto filed under Registration Number 333-464349 ("Issuer Registration Statement"). By virtue of the relationships described in Item 2, the other Reporting Persons may be deemed to share indirect beneficial ownership of the shares of Common Stock owned directly by Tapir. Cayzer Trust and Sterling disclaim all such beneficial ownership. (B) Tapir has the direct power to vote and direct the disposal of the shares of Common Stock of the Issuer. (C) Except as disclosed above in response to Item 3, there have been no transactions in shares of Common Stock by any Reporting Person. (D) Tapir has the right to receive and the power to direct receipt of dividends from the shares of Common Stock of the Issuer that it holds. (E) Not applicable. ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER As previously disclosed by Amendment Number 4 to the Issuer Registration Statement filed on April 14, 1998, the Issuer granted Tapir, pursuant to an April 9, 1998 Rights Agreement, certain demand registration rights, exercisable after September 30, 1999, and certain piggyback registration rights relating to shares of Common Stock that Tapir acquired in privately negotiated transactions with certain shareholders of the Issuer. In addition, pursuant to a Loan and Pledge Agreement dated April 9, 1998, between Tapir and Marshall B. Hunt, Tapir agreed to loan funds to Mr. Hunt, and Mr. Hunt granted Tapir certain co-sale or "tag-along" rights in the event that Mr. Hunt desires to sell a significant portion of his shares of Common Stock in a private transaction. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS Not applicable. CUSIP No. 439909 10 5 Page 9 of 14 SIGNATURES After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. April 27, 1998 TAPIR INVESTMENTS (BAHAMAS) LTD. By: -------------------------------------- S. Deal, Director and Secretary April 27, 1998 CALEDONIA INVESTMENTS PLC By: -------------------------------------- G. P. Denison, Secretary April 27, 1998 THE CAYZER TRUST COMPANY LIMITED By: -------------------------------------- J.I. Mehrtens, Director April 27, 1998 STERLING INDUSTRIES PLC By: -------------------------------------- J.H. Cartwright, Director CUSIP No. 439909 10 5 Page 10 of 14 SCHEDULE A TO SCHEDULE 13D (I) DIRECTORS AND OFFICERS OF TAPIR INVESTMENTS (BAHAMAS) LTD.
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P. N. Buckley 6 Albert Place Chairman and Chief Executive United Kingdom London Caledonia Investments plc W8 5PD, England Hon. C. W. Cayzer Finstock Manor Executive Director United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England S. Deal Sandringham House Lawyer Bahamas 83 Shirley House P.O. Box N-3247 Nassau, Bahamas P. C. Dunkley Sandringham House Lawyer Bahamas 83 Shirley House P.O. Box N-3247 Nassau, Bahamas P. T. Higgs Sandringham House Lawyer Bahamas 83 Shirley House P.O. Box N-3247 Nassau, Bahamas H. T. Lunn Sandringham House Legal Assistant Bahamas 83 Shirley House P.O. Box N-3247 Nassau, Bahamas
CUSIP No. 439909 10 5 Page 11 of 14 (II) DIRECTORS AND EXECUTIVE OFFICERS OF CALEDONIA INVESTMENTS, PLC
NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP P.N. Buckley 6 Albert Place Chairman and Chief Executive United Kingdom London Caledonia Investments plc W8 5PD, England J. Burnett-Stuart Ardmeallie House Retired United Kingdom Huntley Aberdeenshire AB54 5RS, Scotland J. H. Cartwright Rectory Meadow Finance Director United Kingdom Hawthorn Place, Penn Caledonia Investments plc Buckinghamshire HP10 8EH, England Lord Cayzer The Grove President United Kingdom Walsham-le-Willows Caledonia Investments plc Suffolk, England N. K. Cayzer Thriepley House Chairman United Kingdom Lundie, Dundee Oriel Group plc Scotland Stuart House Queens Gate Britannia Road Waltham Cross Hertfordshire, EN8 7TF England Hon. C. W. Cayzer Finstock Manor Executive Director United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England G. P. Denison 16 Highfield Road Company Secretary United Kingdom Hertford Caledonia Investments plc Hertfordshire SG13 8BH, England
CUSIP No. 439909 10 5 Page 12 of 14
Sir David Kinloch 29 Walpole Street Deputy Chief Executive United Kingdom London, SW3 4QS Caledonia Investments plc England J. R. H. Loudon Olantigh Finance Director United Kingdom Wye Blue Circle Industries PLC Ashford 84 Eccleston Square Kent, England London, SW1V 1PX TN25 5EW England M. G. Wyatt Pippin Park Deputy Chairman United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England (III) DIRECTORS AND EXECUTIVE OFFICERS OF THE CAYZER TRUST COMPANY LIMITED NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP G. A. Adkin Marsh Farm Cottage Retired United Kingdom Mapperton, Beaminster Dorset DT8 3NP England P. N. Buckley 6 Albert Place Chairman and Chief United Kingdom London Executive, Caledonia W8 5PD, England Investments plc Lord Cayzer The Grove President United Kingdom Walsham-le-Willows Caledonia Investments plc Suffolk, England Hon. C. W. Cayzer Finstock Manor Executive Director United Kingdom Finstock Caledonia Investments plc Oxfordshire OX7 3DG, England
CUSIP No. 439909 10 5 Page 13 of 14
Sir James Cayzer Kinpurnie Castle Landowner United Kingdom Newtyle, Angus Scotland The Hon. Mrs. N. Colvin Tangley House, None United Kingdom Andover Hampshire SP11 OSH, England J. I. Mehrtens 51 Oxenden Wood Company Secretary of United Kingdom Road The Cayzer Trust Company Chelsfield Park Limited Orpington, Kent BR6 6HP, England M. G. Wyatt Pippin Park Deputy Chairman United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England (IV) DIRECTORS AND EXECUTIVE OFFICERS OF STERLING INDUSTRIES PLC NAME RESIDENCE PRINCIPAL OCCUPATION CITIZENSHIP D. Blunn The Barn, Park Farm Finance Director United Kingdom Marston Magna Sterling Industries PLC Somerset TA22 8AX,England P. N. Buckley 6 Albert Place Chairman and Chief Executive United Kingdom London Caledonia Investments plc W8 5PD, England J. H. Cartwright Rectory Meadow Finance Director United Kingdom Hawthorn Place, Penn, Caledonia Investments plc Buckinghamshire HP10 8EH, England
CUSIP No. 439909 10 5 Page 14 of 14
H. W. Denman The Penthouse Retired United Kingdom Old Avenue St. Georges Hill Weybridge Surrey, KT13 OQB England D. Diggins Fairgarden Chief Executive United Kingdom Unity Lane Sterling Industries PLC Misterton, Crewkerne Somerset TA18 5NA England Sir David Kinloch 29 Walpole Street Deputy Chief Executive United Kingdom London, SW3 4QS Caledonia Investments plc England M. G. Wyatt Pippin Park Deputy Chairman United Kingdom Lidgate, Newmarket Caledonia Investments plc Suffolk CB8 9PP, England
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